Municipal Securities Rulemaking Board

Results: 1131



#Item
141Self-regulatory organizations / Securities / Municipal Securities Rulemaking Board / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Credit rating agency / Securities market / Mary Schapiro / Bond / Financial economics / Economics / Financial system

November 9, 2011 Chairman Mary Schapiro U.S. Securities and Exchange Commission 100 F Street, NE Room 10200

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Source URL: www.msrb.org

Language: English - Date: 2011-11-09 16:32:00
142Municipal Securities Rulemaking Board / Law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial Industry Regulatory Authority / Economy of the United States / Rulemaking / Securities Exchange Act / Self-regulatory organizations / United States securities law / Financial regulation

MSRB WEBINAR Request for Comment on Draft Amendments to MSRB Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, Extension to Municipal Advisors Hosted by the Municipal Securities Rulemaking Board | November 13, 2

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Source URL: www.msrb.org

Language: English - Date: 2014-11-28 14:52:11
14373rd United States Congress / Financial economics / Finance / Stock market / New Deal / Securities Act / Securities Exchange Act / Municipal Securities Rulemaking Board / Regulation D / United States Securities and Exchange Commission / United States securities law / Financial regulation

National Federation of Municipal Analysts White Paper on Federal Securities Law Relating to Municipal Securities The National Federation of Municipal Analysts (the "NFMA") was chartered in[removed]It is a notfor-profit ass

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Source URL: www.nfma.org

Language: English - Date: 2012-04-04 12:32:37
144Rulemaking / Federal Reserve System / Government / Law / Public administration / Self-regulatory organization / Investor Protection and Securities Reform Act / United States administrative law / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission

THE COUNCIL OF STATE GOVERNMENTS RESOLUTION MAINTAINING OVERSIGHT AND REGULATION OF 529 COLLEGE SAVINGS PLANS WITH THE MUNICIPAL SECURITIES RULEMAKING BOARD WHEREAS, oversight and regulation of the 529 college savings pl

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Source URL: knowledgecenter.csg.org

Language: English - Date: 2015-01-04 19:31:05
145West Virginia / Emergency management / Joe Manchin / Municipal bond / Credit rating agency / Security / Politics of the United States / State governments of the United States / Council of State Governments / Municipal Securities Rulemaking Board / Resolution

THE COUNCIL OF STATE GOVERNMENTS RESOLUTION ON PANDEMIC FLU PREPAREDNESS WHEREAS, influenza pandemics occurred three times in the previous century, and history suggests that the United States will face at least one pande

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Source URL: knowledgecenter.csg.org

Language: English - Date: 2015-01-05 09:05:58
146West Virginia / Emergency management / Joe Manchin / Municipal bond / Credit rating agency / Security / Politics of the United States / State governments of the United States / Council of State Governments / Municipal Securities Rulemaking Board / Resolution

THE COUNCIL OF STATE GOVERNMENTS RESOLUTION ON PANDEMIC FLU PREPAREDNESS WHEREAS, influenza pandemics occurred three times in the previous century, and history suggests that the United States will face at least one pande

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Source URL: knowledgecenter.csg.org

Language: English - Date: 2015-01-05 12:25:01
147Electronic Municipal Market Access / Auction rate security / Municipal Securities Rulemaking Board / Mark-to-market accounting / U.S. Securities and Exchange Commission / Christopher Cox / Regulation S-X / Finance / Business / Financial economics

AUDITORS AND COMPTROLLERS Voluntary Interim Financial Reporting: A Timely Notion By R. Kinney Poynter The release of voluntary interim financial information by governments is an idea that has been discussed for years. T

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Source URL: knowledgecenter.csg.org

Language: English - Date: 2015-01-04 09:44:07
148Financial system / Bonds / Municipal Securities Rulemaking Board / Securities Industry and Financial Markets Association / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Federal Reserve System / Financial economics / Self-regulatory organizations / Investment

  August 21, 2014 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2014-08-25 14:41:03
149Financial markets / United States securities law / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation / United States Securities and Exchange Commission / Security / Municipal bond / Broker-dealer / Financial economics / Finance / Financial system

UBS Financial Services Inc.

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Source URL: www.sec.gov.

Language: English - Date: 2014-11-03 13:20:57
150Business / Finance / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Registered Investment Advisor / Financial adviser / Broker-dealer / Investment Advisor / Self-regulatory organizations / Financial economics / United States securities law

Financial Services Institute 607 14th Street NW, Suite 750 Washington, D.C[removed]1840 | financialservices.org VIA ELECTRONIC MAIL

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Source URL: www.sec.gov

Language: English - Date: 2014-08-27 11:43:12
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